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James Warren Steffen

TROTT BROOK FINANCIAL, INC.·ANOKA, Minnesota
Unclaimed Profile
3601 THURSTON AVE, ANOKA, MN 55303CRD# 2342473Firm CRD# 290962
01

About

James Warren Steffen is a registered financial advisor based in ANOKA, Minnesota, affiliated with TROTT BROOK FINANCIAL, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
TROTT BROOK FINANCIAL, INC.
TROTT BROOK FINANCIAL
AUM
$81M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at TROTT BROOK FINANCIAL, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 2342473
Firm CRD# 290962
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Warren Steffen offer?
James Warren Steffen specializes in Financial Planning, Investment Management. Contact their office in ANOKA, Minnesota for a consultation.
What are James Warren Steffen's credentials?
James Warren Steffen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Warren Steffen located?
James Warren Steffen is based in ANOKA, Minnesota, working with TROTT BROOK FINANCIAL, INC.. Their office serves clients in the ANOKA metropolitan area and surrounding communities.
How does James Warren Steffen charge for services?
James Warren Steffen's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TROTT BROOK FINANCIAL, INC.?
TROTT BROOK FINANCIAL, INC. has approximately 2 employees and manages $81M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Minnesota
MINNEAPOLIS (894)MINNETONKA (136)EDINA (122)ST PAUL (111)PLYMOUTH (97)
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Research
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