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Eric Steven Smith

TRUSTEE EMPOWERMENT & PROTECTION, INC.·TROY, Michigan
Series 6516 years registeredTRUSTEE EMPOWERMENT & PROTECTION, INC.
755 WEST BIG BEAVER ROAD, TROY, MI 48084-4904CRD# 2894648Firm CRD# 108249

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Eric Steven Smith · TROY, MI
Registration
CRD #2894648 · TRUSTEE EMPOWERMENT & PROTECTION, INC. · 16 years registered
Brand Profile
Not yet started
01

Career History

TRUSTEE EMPOWERMENT & PROTECTION, INC.
Apr 2010 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · April 27, 2010
Years registered · 16
03

Disclosure History

2021Regulatory·Final
2017Regulatory·On Appeal
1983Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

04

Firm Overview

Firm
TRUSTEE EMPOWERMENT & PROTECTION, INC.
CRD 108249 · SEC 801-60944
AUM
$8M
Regulatory assets under management
Employees
6
1 client accounts
Services offered by TRUSTEE EMPOWERMENT & PROTECTION, INC.
Per Form ADV
Publication of periodicals/newsletters
Other
View all advisors at TRUSTEE EMPOWERMENT & PROTECTION, INC. →
Introduction

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05

Frequently Asked Questions

What services does Eric Steven Smith offer?
Eric Steven Smith is a registered financial advisor in TROY, Michigan. Contact their office for details on services offered.
What are Eric Steven Smith's credentials?
Eric Steven Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Eric Steven Smith located?
Eric Steven Smith is based in TROY, Michigan, working with TRUSTEE EMPOWERMENT & PROTECTION, INC.. Their office serves clients in the TROY metropolitan area and surrounding communities.
How does Eric Steven Smith charge for services?
Eric Steven Smith's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TRUSTEE EMPOWERMENT & PROTECTION, INC.?
TRUSTEE EMPOWERMENT & PROTECTION, INC. has approximately 6 employees and manages $8M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Emily Therese Keagle
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