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Michael Joseph Mazzola

VIMA, LLC·TROY, Michigan
Series 6, Series 7, Series 31, Series 63, Series 6516 years registeredVIMA, LLC
46 EAST SQUARE LAKE RD., TROY, MI 48085CRD# 4194372Firm CRD# 148833

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Joseph Mazzola · TROY, MI
Registration
CRD #4194372 · VIMA, LLC · 16 years registered
Brand Profile
Not yet started
01

Career History

May 2010present
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 31
Series 63
Series 65
Registration record
First registered · May 21, 2010
Years registered · 16
03

Disclosure History

2011Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
VIMA, LLC
CRD 148833 · SEC 801-129108
AUM
$113M
Regulatory assets under management
Employees
15
452 client accounts
Services offered by VIMA, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Michael Joseph Mazzola offer?
Michael Joseph Mazzola specializes in Financial Planning, Investment Management. Contact their office in TROY, Michigan for a consultation.
What are Michael Joseph Mazzola's credentials?
Michael Joseph Mazzola is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Joseph Mazzola located?
Michael Joseph Mazzola is based in TROY, Michigan, working with VIMA, LLC. Their office serves clients in the TROY metropolitan area and surrounding communities.
How does Michael Joseph Mazzola charge for services?
Michael Joseph Mazzola's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VIMA, LLC?
VIMA, LLC has approximately 15 employees and manages $113M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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