Unclaimed Profile

Joseph Patrick Batcha Iii

OPTIMAL CAPITAL ADVISORS, LLC·TRAVERSE CITY, Michigan

Series 3, Series 7, Series 8, Series 63, Series 6523 years registeredOPTIMAL CAPITAL ADVISORS, LLC

12935 SW BAYSHORE DR, TRAVERSE CITY, MI 49684CRD# 1286067Firm CRD# 144719

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Patrick Batcha Iii · TRAVERSE CITY, MI

Registration

CRD #1286067 · OPTIMAL CAPITAL ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

OPTIMAL CAPITAL ADVISORS, LLC

Sep 2010 – present

WISLAR WEALTH MANAGEMENT, LLC

Mar 2009 – Jun 2012

HOPEWELL, NJ

USF ADVISORS, LLC

Jan 2008 – Jan 2008

HOUSTON, TX

USF ADVISORS, LLC

Mar 2006 – Dec 2007

HOUSTON, TX

MORGAN STANLEY

Dec 2002 – Mar 2006

TRAVERSE CITY, MI

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · December 13, 2002

Years registered · 23

Disclosure History

2006Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

OPTIMAL CAPITAL ADVISORS, LLC

CRD 144719 · SEC 801-68219

AUM

$117M

Regulatory assets under management

Employees

317 client accounts

Services offered by OPTIMAL CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OPTIMAL CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Patrick Batcha Iii offer?

Joseph Patrick Batcha Iii specializes in Financial Planning, Investment Management. Contact their office in TRAVERSE CITY, Michigan for a consultation.

What are Joseph Patrick Batcha Iii's credentials?

Joseph Patrick Batcha Iii is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Patrick Batcha Iii located?

Joseph Patrick Batcha Iii is based in TRAVERSE CITY, Michigan, working with OPTIMAL CAPITAL ADVISORS, LLC. Their office serves clients in the TRAVERSE CITY metropolitan area and surrounding communities.

How does Joseph Patrick Batcha Iii charge for services?

Joseph Patrick Batcha Iii's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OPTIMAL CAPITAL ADVISORS, LLC?

OPTIMAL CAPITAL ADVISORS, LLC has approximately 3 employees and manages $117M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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