Unclaimed Profile

Dominic D'angelo Garcia

ROCHESTER WEALTH STRATEGIES, LLC·ROCHESTER, Michigan

SIE, Series 7, Series 31, Series 66Clean record16 years registeredROCHESTER WEALTH STRATEGIES, LLC

439 S. MAIN STREET, ROCHESTER, MI 48307CRD# 5358850Firm CRD# 299150

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dominic D'angelo Garcia · ROCHESTER, MI

Registration

CRD #5358850 · ROCHESTER WEALTH STRATEGIES, LLC · 16 years registered

Brand Profile

Not yet started

Career History

ROCHESTER WEALTH STRATEGIES, LLC

Dec 2018 – present

PRIVATE ADVISOR GROUP, LLC

Aug 2018 – Apr 2019

Rochester, MI

MORGAN STANLEY

Feb 2010 – Sep 2018

ROCHESTER, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 66

Registration record

First registered · February 22, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROCHESTER WEALTH STRATEGIES, LLC

CRD 299150 · SEC 801-131112

AUM

$121M

Regulatory assets under management

Employees

365 client accounts

Services offered by ROCHESTER WEALTH STRATEGIES, LLC

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ROCHESTER WEALTH STRATEGIES, LLC →

Introduction

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Frequently Asked Questions

What services does Dominic D'angelo Garcia offer?

Dominic D'angelo Garcia specializes in Investment Management, Fee-Only Advisory. Contact their office in ROCHESTER, Michigan for a consultation.

What are Dominic D'angelo Garcia's credentials?

Dominic D'angelo Garcia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dominic D'angelo Garcia located?

Dominic D'angelo Garcia is based in ROCHESTER, Michigan, working with ROCHESTER WEALTH STRATEGIES, LLC. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does Dominic D'angelo Garcia charge for services?

Dominic D'angelo Garcia's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROCHESTER WEALTH STRATEGIES, LLC?

ROCHESTER WEALTH STRATEGIES, LLC has approximately 6 employees and manages $121M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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