Unclaimed Profile

Robert James Gregory

NORTHBROOK INVESTMENT MANAGEMENT, LLC·OKEMOS, Michigan

Series 65Clean record15 years registeredNORTHBROOK INVESTMENT MANAGEMENT, LLC

2149 JOLLY RD, OKEMOS, MI 48864CRD# 4622740Firm CRD# 124197

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert James Gregory · OKEMOS, MI

Registration

CRD #4622740 · NORTHBROOK INVESTMENT MANAGEMENT, LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NORTHBROOK INVESTMENT MANAGEMENT, LLC

CAPITAL ASSET ADVISORY SERVICES, LLC

Jun 2012 – Mar 2017

WILLIAMSTON, MI

NORTHBROOK INVESTMENT MANAGEMENT, LLC

Oct 2010 – Oct 2012

OKEMOS, MI

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · October 25, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHBROOK INVESTMENT MANAGEMENT, LLC

CRD 124197 · SEC 801-68812

AUM

$59M

Regulatory assets under management

Employees

293 client accounts

Services offered by NORTHBROOK INVESTMENT MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at NORTHBROOK INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Robert James Gregory offer?

Robert James Gregory specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Robert James Gregory's credentials?

Robert James Gregory is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert James Gregory located?

Robert James Gregory is based in OKEMOS, Michigan, last registered with NORTHBROOK INVESTMENT MANAGEMENT, LLC.

How does Robert James Gregory charge for services?

Robert James Gregory's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHBROOK INVESTMENT MANAGEMENT, LLC?

NORTHBROOK INVESTMENT MANAGEMENT, LLC has approximately 1 employees and manages $59M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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