Unclaimed Profile

Kenneth Joseph Klein

NORTHBROOK INVESTMENT MANAGEMENT, LLC·OKEMOS, Michigan

Series 65Clean record15 years registeredNORTHBROOK INVESTMENT MANAGEMENT, LLC

2149 JOLLY RD, OKEMOS, MI 48864CRD# 4622736Firm CRD# 124197

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Joseph Klein · OKEMOS, MI

Registration

CRD #4622736 · NORTHBROOK INVESTMENT MANAGEMENT, LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NORTHBROOK INVESTMENT MANAGEMENT, LLC

CG ADVISORY SERVICES

Jun 2012 – Feb 2024

Williamston, MI

NORTHBROOK INVESTMENT MANAGEMENT, LLC

Oct 2010 – Oct 2012

OKEMOS, MI

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · October 25, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHBROOK INVESTMENT MANAGEMENT, LLC

CRD 124197 · SEC 801-68812

AUM

$59M

Regulatory assets under management

Employees

293 client accounts

Services offered by NORTHBROOK INVESTMENT MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at NORTHBROOK INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Kenneth Joseph Klein offer?

Kenneth Joseph Klein specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Kenneth Joseph Klein's credentials?

Kenneth Joseph Klein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth Joseph Klein located?

Kenneth Joseph Klein is based in OKEMOS, Michigan, last registered with NORTHBROOK INVESTMENT MANAGEMENT, LLC.

How does Kenneth Joseph Klein charge for services?

Kenneth Joseph Klein's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHBROOK INVESTMENT MANAGEMENT, LLC?

NORTHBROOK INVESTMENT MANAGEMENT, LLC has approximately 1 employees and manages $59M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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