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Kenneth Joseph Klein

NORTHBROOK INVESTMENT MANAGEMENT, LLC·OKEMOS, Michigan
NORTHBROOK INVESTMENT MANAGEMENT, LLC
2149 JOLLY RD, OKEMOS, MI 48864CRD# 4622736Firm CRD# 124197

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kenneth Joseph Klein · OKEMOS, MI
Registration
CRD #4622736 · NORTHBROOK INVESTMENT MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
1 disclosure on file · See FINRA BrokerCheck for full record
01

About

Kenneth Joseph Klein is a registered financial advisor based in OKEMOS, Michigan, affiliated with NORTHBROOK INVESTMENT MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
NORTHBROOK INVESTMENT MANAGEMENT, LLC
NORTHBROOK INVESTMENT MANAGEMENT, LLC
AUM
$59M
Regulatory assets under management
Employees
1
Total firm employees
Services
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4622736
Firm CRD# 124197
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kenneth Joseph Klein offer?
Kenneth Joseph Klein specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in OKEMOS, Michigan for a consultation.
What are Kenneth Joseph Klein's credentials?
Kenneth Joseph Klein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kenneth Joseph Klein located?
Kenneth Joseph Klein is based in OKEMOS, Michigan, working with NORTHBROOK INVESTMENT MANAGEMENT, LLC. Their office serves clients in the OKEMOS metropolitan area and surrounding communities.
How does Kenneth Joseph Klein charge for services?
Kenneth Joseph Klein's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NORTHBROOK INVESTMENT MANAGEMENT, LLC?
NORTHBROOK INVESTMENT MANAGEMENT, LLC has approximately 1 employees and manages $59M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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