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Thomas Phillip Norris

NFI ADVISORS, INC·NOVI, Michigan
Series 3, Series 7, Series 24, Series 63, Series 65Clean record33 years registeredNFI ADVISORS, INC
39475 W. 13 MILE RD., NOVI, MI 48377-2359CRD# 1330765Firm CRD# 130717

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Phillip Norris · NOVI, MI
Registration
CRD #1330765 · NFI ADVISORS, INC · 33 years registered
Brand Profile
Not yet started
01

Career History

NFI ADVISORS, INC
Jul 2010 – present
LINSCO/PRIVATE LEDGER CORP.
Jun 1993 – Apr 2003
SOUTHFIELD, MI
02

Registrations & Exams

FINRA examinations passed
Series 3
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · June 29, 1993
Years registered · 33
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NFI ADVISORS, INC
CRD 130717 · SEC 801-63082
AUM
$49M
Regulatory assets under management
Employees
1
371 client accounts
Services offered by NFI ADVISORS, INC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at NFI ADVISORS, INC →
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05

Frequently Asked Questions

What services does Thomas Phillip Norris offer?
Thomas Phillip Norris specializes in Investment Management, Retirement Planning. Contact their office in NOVI, Michigan for a consultation.
What are Thomas Phillip Norris's credentials?
Thomas Phillip Norris is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Phillip Norris located?
Thomas Phillip Norris is based in NOVI, Michigan, working with NFI ADVISORS, INC. Their office serves clients in the NOVI metropolitan area and surrounding communities.
How does Thomas Phillip Norris charge for services?
Thomas Phillip Norris's firm is compensated through percentage of aum, other: referral fee for referral of third-party investment advisors.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NFI ADVISORS, INC?
NFI ADVISORS, INC has approximately 1 employees and manages $49M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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