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Kathleen A. Matteson

ELLIS CAPITAL MANAGEMENT, INC.·MUSKEGON, Michigan
Clean recordELLIS CAPITAL MANAGEMENT, INC.
221 W. WEBSTER AVE., MUSKEGON, MI 49440CRD# 5700528Firm CRD# 150988

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kathleen A. Matteson · MUSKEGON, MI
Registration
CRD #5700528 · ELLIS CAPITAL MANAGEMENT, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Kathleen A. Matteson is a registered financial advisor based in MUSKEGON, Michigan, affiliated with ELLIS CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
ELLIS CAPITAL MANAGEMENT, INC.
ELLIS CAPITAL MANAGEMENT
AUM
$36M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at ELLIS CAPITAL MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5700528
Firm CRD# 150988
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kathleen A. Matteson offer?
Kathleen A. Matteson specializes in Financial Planning, Investment Management. Contact their office in MUSKEGON, Michigan for a consultation.
What are Kathleen A. Matteson's credentials?
Kathleen A. Matteson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathleen A. Matteson located?
Kathleen A. Matteson is based in MUSKEGON, Michigan, working with ELLIS CAPITAL MANAGEMENT, INC.. Their office serves clients in the MUSKEGON metropolitan area and surrounding communities.
How does Kathleen A. Matteson charge for services?
Kathleen A. Matteson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ELLIS CAPITAL MANAGEMENT, INC.?
ELLIS CAPITAL MANAGEMENT, INC. has approximately 1 employees and manages $36M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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David Kirk Ellis
MUSKEGON, MI

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