Unclaimed Profile

David Kirk Ellis

ELLIS CAPITAL MANAGEMENT, INC.·MUSKEGON, Michigan

Series 65Clean record16 years registeredELLIS CAPITAL MANAGEMENT, INC.

221 W. WEBSTER AVE., MUSKEGON, MI 49440CRD# 5697252Firm CRD# 150988

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Kirk Ellis · MUSKEGON, MI

Registration

CRD #5697252 · ELLIS CAPITAL MANAGEMENT, INC. · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ELLIS CAPITAL MANAGEMENT, INC.

ELLIS CAPITAL MANAGEMENT

Apr 2010 – Dec 2017

MUSKEGON, MI

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 6, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ELLIS CAPITAL MANAGEMENT, INC.

CRD 150988 · SEC 801-70524

AUM

$36M

Regulatory assets under management

Employees

103 client accounts

Services offered by ELLIS CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ELLIS CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does David Kirk Ellis offer?

David Kirk Ellis specializes in Financial Planning, Investment Management.

What are David Kirk Ellis's credentials?

David Kirk Ellis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Kirk Ellis located?

David Kirk Ellis is based in MUSKEGON, Michigan, last registered with ELLIS CAPITAL MANAGEMENT, INC..

How does David Kirk Ellis charge for services?

David Kirk Ellis's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ELLIS CAPITAL MANAGEMENT, INC.?

ELLIS CAPITAL MANAGEMENT, INC. has approximately 1 employees and manages $36M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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