Unclaimed Profile

Dawn Hoover

CONCORDE ASSET MANAGEMENT, LLC·LIVONIA, Michigan

SIE, Series 6TO, Series 7, Series 8, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 99TO9 years registeredCONCORDE ASSET MANAGEMENT, LLC

19500 VICTOR PARKWAY, LIVONIA, MI 48152CRD# 2413650Firm CRD# 140367

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dawn Hoover · LIVONIA, MI

Registration

CRD #2413650 · CONCORDE ASSET MANAGEMENT, LLC · 9 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

May 2024 – present

LPL FINANCIAL LLC

May 2024 – present

AMERITAS ADVISORY SERVICES, LLC

May 2022 – Dec 2022

McMinnville, TN

CONCORDE ASSET MANAGEMENT, LLC

Mar 2019 – Feb 2022

LIVONIA, MI

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Mar 2017 – Jun 2018

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 6TO

Series 7

Series 8

Series 9

Series 10

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · March 17, 2017

Years registered · 9

Disclosure History

2017Financial·Final

1989Criminal·Final Disposition

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CONCORDE ASSET MANAGEMENT, LLC

CRD 140367 · SEC 801-74519

AUM

$395M

Regulatory assets under management

Employees

2,510 client accounts

Services offered by CONCORDE ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CONCORDE ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Dawn Hoover offer?

Dawn Hoover specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LIVONIA, Michigan for a consultation.

What are Dawn Hoover's credentials?

Dawn Hoover is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dawn Hoover located?

Dawn Hoover is based in LIVONIA, Michigan, working with CONCORDE ASSET MANAGEMENT, LLC. Their office serves clients in the LIVONIA metropolitan area and surrounding communities.

How does Dawn Hoover charge for services?

Dawn Hoover's firm is compensated through percentage of aum, hourly charges, subscription fees, other: promoter fees from other advisors. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONCORDE ASSET MANAGEMENT, LLC?

CONCORDE ASSET MANAGEMENT, LLC has approximately 82 employees and manages $395M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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