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Ross Michael Pollard

BREAKWATER CAPITAL, LLC·KALAMAZOO, Michigan
Clean recordBREAKWATER CAPITAL, LLC
251 N ROSE STREET SUITE 200, KALAMAZOO, MI 49007CRD# 4487748Firm CRD# 172498

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ross Michael Pollard · KALAMAZOO, MI
Registration
CRD #4487748 · BREAKWATER CAPITAL, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Ross Michael Pollard is a registered financial advisor based in KALAMAZOO, Michigan, affiliated with BREAKWATER CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
BREAKWATER CAPITAL, LLC
BREAKWATER CAPITAL
AUM
$128M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at BREAKWATER CAPITAL, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 4487748
Firm CRD# 172498
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Ross Michael Pollard offer?
Ross Michael Pollard specializes in Financial Planning, Investment Management. Contact their office in KALAMAZOO, Michigan for a consultation.
What are Ross Michael Pollard's credentials?
Ross Michael Pollard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ross Michael Pollard located?
Ross Michael Pollard is based in KALAMAZOO, Michigan, working with BREAKWATER CAPITAL, LLC. Their office serves clients in the KALAMAZOO metropolitan area and surrounding communities.
How does Ross Michael Pollard charge for services?
Ross Michael Pollard's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BREAKWATER CAPITAL, LLC?
BREAKWATER CAPITAL, LLC has approximately 2 employees and manages $128M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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