Unclaimed Profile

Cory Dale Wietfeldt

CWS FINANCIAL ADVISORS LLC·KALAMAZOO, Michigan

SIE, Series 4, Series 7, Series 9, Series 10, Series 31, Series 63, Series 66CFP19 years registeredCWS FINANCIAL ADVISORS LLC

405 WEST MICHIGAN AVENUE, KALAMAZOO, MI 49007CRD# 2423429Firm CRD# 297000

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cory Dale Wietfeldt · KALAMAZOO, MI

Registration

CRD #2423429 · CWS FINANCIAL ADVISORS LLC · 19 years registered

Brand Profile

Not yet started

Career History

CWS FINANCIAL ADVISORS LLC

Jun 2018 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Feb 2014 – Jun 2018

KALAMAZOO, MI

WELLS FARGO ADVISORS, LLC

Jan 2008 – Feb 2014

KALAMAZOO, MI

A. G. EDWARDS & SONS, INC.

Aug 2007 – Jan 2008

KALAMAZOO, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 31

Series 63

Series 66

Registration record

First registered · August 16, 2007

Years registered · 19

Professional designation · CFP

Disclosure History

1996Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CWS FINANCIAL ADVISORS LLC

CRD 297000 · SEC 801-113289

AUM

$1.1B

Regulatory assets under management

Employees

2,094 client accounts

Services offered by CWS FINANCIAL ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CWS FINANCIAL ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Cory Dale Wietfeldt offer?

Cory Dale Wietfeldt specializes in Financial Planning, Investment Management. Contact their office in KALAMAZOO, Michigan for a consultation.

What are Cory Dale Wietfeldt's credentials?

Cory Dale Wietfeldt holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Cory Dale Wietfeldt located?

Cory Dale Wietfeldt is based in KALAMAZOO, Michigan, working with CWS FINANCIAL ADVISORS LLC. Their office serves clients in the KALAMAZOO metropolitan area and surrounding communities.

How does Cory Dale Wietfeldt charge for services?

Cory Dale Wietfeldt's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CWS FINANCIAL ADVISORS LLC?

CWS FINANCIAL ADVISORS LLC has approximately 10 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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