Unclaimed Profile

Joseph Paul Splendorio

CWS FINANCIAL ADVISORS LLC·KALAMAZOO, Michigan

SIE, Series 7, Series 63, Series 66Clean record14 years registeredCWS FINANCIAL ADVISORS LLC

405 WEST MICHIGAN AVENUE, KALAMAZOO, MI 49007CRD# 4532290Firm CRD# 297000

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Paul Splendorio · KALAMAZOO, MI

Registration

CRD #4532290 · CWS FINANCIAL ADVISORS LLC · 14 years registered

Brand Profile

Not yet started

Career History

CWS FINANCIAL ADVISORS LLC

Apr 2026 – present

CWS FINANCIAL ADVISORS LLC

Jun 2018 – Dec 2025

KALAMAZOO, MI

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Feb 2014 – Jun 2018

KALAMAZOO, MI

WELLS FARGO ADVISORS, LLC

Sep 2011 – Feb 2014

KALAMAZOO, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · September 23, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CWS FINANCIAL ADVISORS LLC

CRD 297000 · SEC 801-113289

AUM

$1.1B

Regulatory assets under management

Employees

2,094 client accounts

Services offered by CWS FINANCIAL ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CWS FINANCIAL ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Paul Splendorio offer?

Joseph Paul Splendorio specializes in Financial Planning, Investment Management. Contact their office in KALAMAZOO, Michigan for a consultation.

What are Joseph Paul Splendorio's credentials?

Joseph Paul Splendorio is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Paul Splendorio located?

Joseph Paul Splendorio is based in KALAMAZOO, Michigan, working with CWS FINANCIAL ADVISORS LLC. Their office serves clients in the KALAMAZOO metropolitan area and surrounding communities.

How does Joseph Paul Splendorio charge for services?

Joseph Paul Splendorio's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CWS FINANCIAL ADVISORS LLC?

CWS FINANCIAL ADVISORS LLC has approximately 10 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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