Unclaimed Profile

David Robert Giffin

DRG INVESTMENT ADVISORY SERVICES, LLC·KALAMAZOO, Michigan

Series 1, Series 24, Series 63, Series 6516 years registeredDRG INVESTMENT ADVISORY SERVICES, LLC

151 ROSE STREET, KALAMAZOO, MI 49007CRD# 220235Firm CRD# 142293

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Robert Giffin · KALAMAZOO, MI

Registration

CRD #220235 · DRG INVESTMENT ADVISORY SERVICES, LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DRG INVESTMENT ADVISORY SERVICES, LLC

DRG INVESTMENT ADVISORY SERVICES, LLC

Feb 2010 – Feb 2017

KALAMAZOO, MI

Registrations & Exams

FINRA examinations passed

Series 1

Series 24

Series 63

Series 65

Registration record

First registered · February 17, 2010

Years registered · 16

Disclosure History

2015Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DRG INVESTMENT ADVISORY SERVICES, LLC

CRD 142293 · SEC 801-67268

AUM

$75M

Regulatory assets under management

Employees

214 client accounts

Services offered by DRG INVESTMENT ADVISORY SERVICES, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at DRG INVESTMENT ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does David Robert Giffin offer?

David Robert Giffin specializes in Investment Management, Fee-Only Advisory.

What are David Robert Giffin's credentials?

David Robert Giffin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Robert Giffin located?

David Robert Giffin is based in KALAMAZOO, Michigan, last registered with DRG INVESTMENT ADVISORY SERVICES, LLC.

How does David Robert Giffin charge for services?

David Robert Giffin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DRG INVESTMENT ADVISORY SERVICES, LLC?

DRG INVESTMENT ADVISORY SERVICES, LLC has approximately 1 employees and manages $75M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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