Unclaimed Profile

John Philip Jagger

POINTE CAPITAL MANAGEMENT LLC·GROSSE POINTE FARMS, Michigan

Series 1, Series 63, Series 6519 years registeredPOINTE CAPITAL MANAGEMENT LLC

63 KERCHEVAL AVENUE, GROSSE POINTE FARMS, MI 48236CRD# 256868Firm CRD# 152520

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Philip Jagger · GROSSE POINTE FARMS, MI

Registration

CRD #256868 · POINTE CAPITAL MANAGEMENT LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: POINTE CAPITAL MANAGEMENT LLC

ADVISORY ADVOCATES LLC

Apr 2020 – Jan 2022

ST CLAIRE SHORES, MI

NORTHERN STAR CAPITAL MANAGEMENT

Jun 2017 – May 2020

ST. CLAIRE SHORES, MI

PRATHER INVESTMENT MANAGEMENT, LLC

Oct 2014 – Oct 2017

GROSSE POINTE, MI

POINTE CAPITAL MANAGEMENT LLC

Jan 2011 – Jul 2014

GROSSE POINTE FARMS, MI

POINTE CAPITAL MANAGEMENT LLC

Mar 2010 – Dec 2010

GROSSE POINTE FARMS, MI

UBS FINANCIAL SERVICES INC.

Jul 2007 – Feb 2010

GROSSE POINTE FARMS, MI

Registrations & Exams

FINRA examinations passed

Series 1

Series 63

Series 65

Registration record

First registered · July 5, 2007

Years registered · 19

Disclosure History

2017Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

POINTE CAPITAL MANAGEMENT LLC

CRD 152520 · SEC 801-70983

AUM

$388M

Regulatory assets under management

Employees

434 client accounts

Services offered by POINTE CAPITAL MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at POINTE CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does John Philip Jagger offer?

John Philip Jagger specializes in Investment Management, Wealth Management.

What are John Philip Jagger's credentials?

John Philip Jagger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Philip Jagger located?

John Philip Jagger is based in GROSSE POINTE FARMS, Michigan, last registered with POINTE CAPITAL MANAGEMENT LLC.

How does John Philip Jagger charge for services?

John Philip Jagger's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is POINTE CAPITAL MANAGEMENT LLC?

POINTE CAPITAL MANAGEMENT LLC has approximately 6 employees and manages $388M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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