Claim Profile
Unclaimed Profile
AP

Alex Seth Paul

ASSET ALLOCATION STRATEGIES, LLC·FARMINGTON, Michigan
SIE, Series 3, Series 4, Series 6, Series 7TO, Series 9, Series 10, Series 14, Series 16, Series 22TO, Series 24, Series 26, Series 39, Series 51, Series 52TO, Series 53, Series 57TO, Series 63, Series 65, Series 79TO, Series 82TO, Series 87, Series 99TOCFAClean record10 years registeredASSET ALLOCATION STRATEGIES, LLC
33305 GRAND RIVER, FARMINGTON, MI 48336CRD# 6435641Firm CRD# 152339

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Alex Seth Paul · FARMINGTON, MI
Registration
CRD #6435641 · ASSET ALLOCATION STRATEGIES, LLC · 10 years registered
Brand Profile
Not yet started
01

Career History

FARTHER
Nov 2024present
Aug 2015Feb 2024
FARMINGTON, MI
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 4
Series 6
Series 7TO
Series 9
Series 10
Series 14
Series 16
Series 22TO
Series 24
Series 26
Series 39
Series 51
Series 52TO
Series 53
Series 57TO
Series 63
Series 65
Series 79TO
Series 82TO
Series 87
Series 99TO
Registration record
First registered · August 20, 2015
Years registered · 10
Professional designation · CFA
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ASSET ALLOCATION STRATEGIES, LLC
CRD 152339 · SEC 801-106707
AUM
$627M
Regulatory assets under management
Employees
40
3,756 client accounts
Services offered by ASSET ALLOCATION STRATEGIES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

Speak with Alex

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Alex is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in FARMINGTON?

Browse all registered financial advisors in FARMINGTON, Michigan or claim this profile if it's yours.

05

Frequently Asked Questions

What services does Alex Seth Paul offer?
Alex Seth Paul specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FARMINGTON, Michigan for a consultation.
What are Alex Seth Paul's credentials?
Alex Seth Paul holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Alex Seth Paul located?
Alex Seth Paul is based in FARMINGTON, Michigan, working with ASSET ALLOCATION STRATEGIES, LLC. Their office serves clients in the FARMINGTON metropolitan area and surrounding communities.
How does Alex Seth Paul charge for services?
Alex Seth Paul's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASSET ALLOCATION STRATEGIES, LLC?
ASSET ALLOCATION STRATEGIES, LLC has approximately 40 employees and manages $627M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →