Unclaimed Profile

Ronald John Briggs

CAITLIN JOHN, LLC·BRIGHTON, Michigan

Series 6, Series 26, Series 63, Series 65Clean record15 years registeredCAITLIN JOHN, LLC

1024 E. GRAND RIVER AVE, BRIGHTON, MI 48116CRD# 1622903Firm CRD# 154494

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald John Briggs · BRIGHTON, MI

Registration

CRD #1622903 · CAITLIN JOHN, LLC · 15 years registered

Brand Profile

Not yet started

Career History

A SMARTER WAY TO INVEST

Apr 2021 – present

SIMPLYRIA ADVISOR NETWORK

Feb 2011 – present

PEACE OF MIND WEALTH MANAGEMENT

Dec 2021 – Sep 2022

BRIGHTON, MI

A SMARTER WAY TO INVEST, INC.

Apr 2013 – Nov 2017

BRIGHTON, MI

RETIREMENT WEALTH ADVISORS, INC.

Oct 2010 – Jan 2011

LIVONIA, MI

Registrations & Exams

FINRA examinations passed

Series 6

Series 26

Series 63

Series 65

Registration record

First registered · October 20, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAITLIN JOHN, LLC

CRD 154494 · SEC 801-110731

AUM

$143M

Regulatory assets under management

Employees

948 client accounts

Services offered by CAITLIN JOHN, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CAITLIN JOHN, LLC →

Introduction

Speak with Ronald

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Ronald is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BRIGHTON?

Browse all registered financial advisors in BRIGHTON, Michigan or claim this profile if it's yours.

Browse BRIGHTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Ronald John Briggs offer?

Ronald John Briggs specializes in Financial Planning, Investment Management. Contact their office in BRIGHTON, Michigan for a consultation.

What are Ronald John Briggs's credentials?

Ronald John Briggs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald John Briggs located?

Ronald John Briggs is based in BRIGHTON, Michigan, working with CAITLIN JOHN, LLC. Their office serves clients in the BRIGHTON metropolitan area and surrounding communities.

How does Ronald John Briggs charge for services?

Ronald John Briggs's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAITLIN JOHN, LLC?

CAITLIN JOHN, LLC has approximately 24 employees and manages $143M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →