Unclaimed Profile

James Edward Mathias

FOCUS FINANCIAL PLANNING, LLC·BINGHAM FARMS, Michigan

SIE, Series 6, Series 7, Series 24, Series 51, Series 63, Series 65ChFCClean record23 years registeredFOCUS FINANCIAL PLANNING, LLC

32100 TELEGRAPH ROAD, BINGHAM FARMS, MI 48025CRD# 1180474Firm CRD# 126970

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Edward Mathias · BINGHAM FARMS, MI

Registration

CRD #1180474 · FOCUS FINANCIAL PLANNING, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FOCUS FINANCIAL PLANNING, LLC

J. W. COLE ADVISORS, INC.

Jul 2018 – Dec 2019

Southfield, MI

CETERA ADVISOR NETWORKS LLC

Nov 2017 – Aug 2018

SOUTHFIELD, MI

GIRARD SECURITIES, INC.

Feb 2013 – Nov 2017

SOUTHFIELD, MI

FOCUS FINANCIAL WEALTH MANAGEMENT, INC.

May 2012 – Feb 2013

BINGHAM FARMS, MI

FOCUS FINANCIAL PLANNING, LLC

Jan 2012 – Jun 2012

BINGHAM FARMS, MI

FOCUS FINANCIAL PLANNING, LLC

Oct 2010 – Dec 2011

BINGHAM FARMS, MI

INVEST FINANCIAL CORPORATION

Nov 2005 – Feb 2013

BINGHAM FARMS, MI

FOCUS FINANCIAL PLANNING, LLC

Mar 2004 – Sep 2005

BINGHAM FARMS, MI

MULTI-FINANCIAL SECURITIES CORPORATION

Jan 2004 – Nov 2005

BINGHAM FARMS, MI

IFG ADVISORY SERVICES INC

Jan 2003 – Jan 2004

BINGHAM FARMS, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · January 8, 2003

Years registered · 23

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FOCUS FINANCIAL PLANNING, LLC

CRD 126970 · SEC 801-66766

AUM

$35M

Regulatory assets under management

Employees

126 client accounts

Services offered by FOCUS FINANCIAL PLANNING, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FOCUS FINANCIAL PLANNING, LLC →

Introduction

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Frequently Asked Questions

What services does James Edward Mathias offer?

James Edward Mathias specializes in Financial Planning, Investment Management, Wealth Management.

What are James Edward Mathias's credentials?

James Edward Mathias holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Edward Mathias located?

James Edward Mathias is based in BINGHAM FARMS, Michigan, last registered with FOCUS FINANCIAL PLANNING, LLC.

How does James Edward Mathias charge for services?

James Edward Mathias's firm is compensated through percentage of aum, hourly charges, subscription fees, other: varying fees for seminars and educational classes. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FOCUS FINANCIAL PLANNING, LLC?

FOCUS FINANCIAL PLANNING, LLC has approximately 1 employees and manages $35M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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