Unclaimed Profile

Stephen Marcus Morman

MORMAN, KAPLAN, BRILLIANT AND FRANSKO, LLC·ANN ARBOR, Michigan

SIE, Series 4, Series 7, Series 8, Series 9, Series 10, Series 63, Series 65, Series 66Clean record18 years registeredMORMAN, KAPLAN, BRILLIANT AND FRANSKO, LLC

777 E. EISENHOWER PKWY, ANN ARBOR, MI 48108CRD# 1326740Firm CRD# 284251

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Marcus Morman · ANN ARBOR, MI

Registration

CRD #1326740 · MORMAN, KAPLAN, BRILLIANT AND FRANSKO, LLC · 18 years registered

Brand Profile

Not yet started

Career History

FOUR FINANCIAL MANAGEMENT

Oct 2016 – present

PROVIZR

Oct 2016 – present

LPL FINANCIAL LLC

Nov 2008 – Feb 2017

ANN ARBOR, MI

AMERIPRISE ADVISOR SERVICES, INC.

Oct 2007 – Nov 2008

ANN ARBOR, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 8

Series 9

Series 10

Series 63

Series 65

Series 66

Registration record

First registered · October 26, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MORMAN, KAPLAN, BRILLIANT AND FRANSKO, LLC

CRD 284251 · SEC 801-129305

AUM

$120M

Regulatory assets under management

Employees

566 client accounts

Services offered by MORMAN, KAPLAN, BRILLIANT AND FRANSKO, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MORMAN, KAPLAN, BRILLIANT AND FRANSKO, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Marcus Morman offer?

Stephen Marcus Morman specializes in Financial Planning, Investment Management. Contact their office in ANN ARBOR, Michigan for a consultation.

What are Stephen Marcus Morman's credentials?

Stephen Marcus Morman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Marcus Morman located?

Stephen Marcus Morman is based in ANN ARBOR, Michigan, working with MORMAN, KAPLAN, BRILLIANT AND FRANSKO, LLC. Their office serves clients in the ANN ARBOR metropolitan area and surrounding communities.

How does Stephen Marcus Morman charge for services?

Stephen Marcus Morman's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral compensation. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MORMAN, KAPLAN, BRILLIANT AND FRANSKO, LLC?

MORMAN, KAPLAN, BRILLIANT AND FRANSKO, LLC has approximately 6 employees and manages $120M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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