Unclaimed Profile

Wallace Charles Fischer

93 FINANCIAL GROUP, LLC·WOBURN, Massachusetts

SIE, Series 7, Series 9, Series 10, Series 66Clean record21 years registered93 FINANCIAL GROUP, LLC

600 UNICORN PARK DRIVE, WOBURN, MA 01801CRD# 1662955Firm CRD# 144235

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Wallace Charles Fischer · WOBURN, MA

Registration

CRD #1662955 · 93 FINANCIAL GROUP, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: 93 FINANCIAL GROUP, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Apr 2018 – Apr 2019

CHELMSFORD, MA

93 FINANCIAL GROUP, LLC

Mar 2017 – Dec 2017

WOBURN, MA

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Jul 2005 – Dec 2016

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 66

Registration record

First registered · July 29, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

93 FINANCIAL GROUP, LLC

CRD 144235 · SEC 801-78076

AUM

$639M

Regulatory assets under management

Employees

2,397 client accounts

Services offered by 93 FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at 93 FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Wallace Charles Fischer offer?

Wallace Charles Fischer specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Wallace Charles Fischer's credentials?

Wallace Charles Fischer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Wallace Charles Fischer located?

Wallace Charles Fischer is based in WOBURN, Massachusetts, last registered with 93 FINANCIAL GROUP, LLC.

How does Wallace Charles Fischer charge for services?

Wallace Charles Fischer's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 93 FINANCIAL GROUP, LLC?

93 FINANCIAL GROUP, LLC has approximately 8 employees and manages $639M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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