Unclaimed Profile

Karl Jay Warner

FLAGSHIP PRIVATE WEALTH, LLC·WOBURN, Massachusetts

SIE, Series 7, Series 63, Series 65CFP15 years registeredFLAGSHIP PRIVATE WEALTH, LLC

400 TRADE CENTER - SUITE 4990, WOBURN, MA 01801CRD# 2199825Firm CRD# 175277

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karl Jay Warner · WOBURN, MA

Registration

CRD #2199825 · FLAGSHIP PRIVATE WEALTH, LLC · 15 years registered

Brand Profile

Not yet started

Career History

FLAGSHIP PRIVATE WEALTH

Apr 2015 – present

LPL FINANCIAL LLC

Aug 2010 – Jun 2016

WOBURN, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · August 27, 2010

Years registered · 15

Professional designation · CFP

Disclosure History

2012Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FLAGSHIP PRIVATE WEALTH, LLC

CRD 175277 · SEC 801-108301

AUM

$314M

Regulatory assets under management

Employees

951 client accounts

Services offered by FLAGSHIP PRIVATE WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FLAGSHIP PRIVATE WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Karl Jay Warner offer?

Karl Jay Warner specializes in Financial Planning, Investment Management. Contact their office in WOBURN, Massachusetts for a consultation.

What are Karl Jay Warner's credentials?

Karl Jay Warner holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Karl Jay Warner located?

Karl Jay Warner is based in WOBURN, Massachusetts, working with FLAGSHIP PRIVATE WEALTH, LLC. Their office serves clients in the WOBURN metropolitan area and surrounding communities.

How does Karl Jay Warner charge for services?

Karl Jay Warner's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FLAGSHIP PRIVATE WEALTH, LLC?

FLAGSHIP PRIVATE WEALTH, LLC has approximately 4 employees and manages $314M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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