Unclaimed Profile

Roy Cooper Ballentine

BALLENTINE PARTNERS, LLC·WALTHAM, Massachusetts

Series 6, Series 22, Series 63Clean record37 years registeredBALLENTINE PARTNERS, LLC

230 3RD AVENUE, WALTHAM, MA 02451CRD# 1100859Firm CRD# 152802

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roy Cooper Ballentine · WALTHAM, MA

Registration

CRD #1100859 · BALLENTINE PARTNERS, LLC · 37 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BALLENTINE PARTNERS, LLC

BALLENTINE PARTNERS

Feb 2010 – Apr 2024

Wolfeboro, NH

BALLENTINE FINN & CO INC

Jan 1989 – Feb 2010

WOLFEBORO, NH

Registrations & Exams

FINRA examinations passed

Series 6

Series 22

Series 63

Registration record

First registered · January 1, 1989

Years registered · 37

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BALLENTINE PARTNERS, LLC

CRD 152802 · SEC 801-71062

AUM

$10.8B

Regulatory assets under management

Employees

6,390 client accounts

Services offered by BALLENTINE PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BALLENTINE PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Roy Cooper Ballentine offer?

Roy Cooper Ballentine specializes in Financial Planning, Investment Management, Retirement Planning.

What are Roy Cooper Ballentine's credentials?

Roy Cooper Ballentine is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roy Cooper Ballentine located?

Roy Cooper Ballentine is based in WALTHAM, Massachusetts, last registered with BALLENTINE PARTNERS, LLC.

How does Roy Cooper Ballentine charge for services?

Roy Cooper Ballentine's firm is compensated through percentage of aum, hourly charges, subscription fees, other: project fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BALLENTINE PARTNERS, LLC?

BALLENTINE PARTNERS, LLC has approximately 90 employees and manages $10.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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