Unclaimed Profile

Peter Tompkins Wheeler

COMMONWEALTH EQUITY SERVICES, LLC·WALTHAM, Massachusetts

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 6532 years registeredCOMMONWEALTH EQUITY SERVICES, LLC

29 SAWYER ROAD, WALTHAM, MA 02453-3483CRD# 1286415Firm CRD# 8032

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peter Tompkins Wheeler · WALTHAM, MA

Registration

CRD #1286415 · COMMONWEALTH EQUITY SERVICES, LLC · 32 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COMMONWEALTH EQUITY SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

Apr 1994 – Dec 2025

WALTHAM, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · April 14, 1994

Years registered · 32

Disclosure History

1973Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COMMONWEALTH EQUITY SERVICES, LLC

CRD 8032 · SEC 801-41541

AUM

$177.0B

Regulatory assets under management

Employees

4,500

623,075 client accounts

Services offered by COMMONWEALTH EQUITY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at COMMONWEALTH EQUITY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Peter Tompkins Wheeler offer?

Peter Tompkins Wheeler specializes in Financial Planning, Investment Management, Wealth Management.

What are Peter Tompkins Wheeler's credentials?

Peter Tompkins Wheeler is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Peter Tompkins Wheeler located?

Peter Tompkins Wheeler is based in WALTHAM, Massachusetts, last registered with COMMONWEALTH EQUITY SERVICES, LLC.

How does Peter Tompkins Wheeler charge for services?

Peter Tompkins Wheeler's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMMONWEALTH EQUITY SERVICES, LLC?

COMMONWEALTH EQUITY SERVICES, LLC has approximately 4500 employees and manages $177.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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