Unclaimed Profile

Peggy Lynn Ho

COMMONWEALTH EQUITY SERVICES, LLC·WALTHAM, Massachusetts

COMMONWEALTH EQUITY SERVICES, LLC

29 SAWYER ROAD, WALTHAM, MA 02453-3483CRD# 5401546Firm CRD# 8032

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peggy Lynn Ho · WALTHAM, MA

Registration

CRD #5401546 · COMMONWEALTH EQUITY SERVICES, LLC

Brand Profile

Not yet started

Disclosure history

10 disclosures on file · See FINRA BrokerCheck for full record

About

Peggy Lynn Ho is a registered financial advisor based in WALTHAM, Massachusetts, affiliated with COMMONWEALTH EQUITY SERVICES, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

COMMONWEALTH EQUITY SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

AUM

$177.0B

Regulatory assets under management

Employees

4500

Total firm employees

View all advisors at COMMONWEALTH EQUITY SERVICES, LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Commissions

Regulatory

SEC/IARD CRD# 5401546

Firm CRD# 8032

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Peggy Lynn Ho offer?

Peggy Lynn Ho specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WALTHAM, Massachusetts for a consultation.

What are Peggy Lynn Ho's credentials?

Peggy Lynn Ho is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Peggy Lynn Ho located?

Peggy Lynn Ho is based in WALTHAM, Massachusetts, working with COMMONWEALTH EQUITY SERVICES, LLC. Their office serves clients in the WALTHAM metropolitan area and surrounding communities.

How does Peggy Lynn Ho charge for services?

Peggy Lynn Ho's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMMONWEALTH EQUITY SERVICES, LLC?

COMMONWEALTH EQUITY SERVICES, LLC has approximately 4500 employees and manages $177.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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