Unclaimed Profile

Peggy Lynn Ho

COMMONWEALTH EQUITY SERVICES, LLC·WALTHAM, Massachusetts

SIE, Series 7, Series 24, Series 99TOClean recordCOMMONWEALTH EQUITY SERVICES, LLC

29 SAWYER ROAD, WALTHAM, MA 02453-3483CRD# 5401546Firm CRD# 8032

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peggy Lynn Ho · WALTHAM, MA

Registration

CRD #5401546 · COMMONWEALTH EQUITY SERVICES, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMMONWEALTH EQUITY SERVICES, LLC

CRD 8032 · SEC 801-41541

AUM

$177.0B

Regulatory assets under management

Employees

4,500

623,075 client accounts

Services offered by COMMONWEALTH EQUITY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at COMMONWEALTH EQUITY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Peggy Lynn Ho offer?

Peggy Lynn Ho specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WALTHAM, Massachusetts for a consultation.

What are Peggy Lynn Ho's credentials?

Peggy Lynn Ho is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Peggy Lynn Ho located?

Peggy Lynn Ho is based in WALTHAM, Massachusetts, working with COMMONWEALTH EQUITY SERVICES, LLC. Their office serves clients in the WALTHAM metropolitan area and surrounding communities.

How does Peggy Lynn Ho charge for services?

Peggy Lynn Ho's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMMONWEALTH EQUITY SERVICES, LLC?

COMMONWEALTH EQUITY SERVICES, LLC has approximately 4500 employees and manages $177.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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