Unclaimed Profile

Paul Jonathan Tolley

COMMONWEALTH EQUITY SERVICES, LLC·WALTHAM, Massachusetts

SIE, Series 4, Series 7, Series 14, Series 24, Series 53, Series 63, Series 65Clean record25 years registeredCOMMONWEALTH EQUITY SERVICES, LLC

29 SAWYER ROAD, WALTHAM, MA 02453-3483CRD# 2077337Firm CRD# 8032

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Jonathan Tolley · WALTHAM, MA

Registration

CRD #2077337 · COMMONWEALTH EQUITY SERVICES, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COMMONWEALTH EQUITY SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

Sep 2006 – Sep 2025

WALTHAM, MA

INVESTMENT CENTERS OF AMERICA, INC.

Nov 2005 – Jul 2006

APPLETON, WI

INVEST FINANCIAL CORPORATION

Nov 2005 – Jul 2006

APPLETON, WI

SII INVESTMENTS, INC.

Nov 2005 – Jul 2006

APPLETON, WI

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Sep 2003 – Jul 2006

DENVER, CO

CAMBRIDGE INVESTMENT RESERARCH, INC.

May 2003 – Jul 2003

FAIRFIELD, IA

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Feb 2001 – Apr 2003

SANTA MONICA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · February 27, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMMONWEALTH EQUITY SERVICES, LLC

CRD 8032 · SEC 801-41541

AUM

$177.0B

Regulatory assets under management

Employees

4,500

623,075 client accounts

Services offered by COMMONWEALTH EQUITY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at COMMONWEALTH EQUITY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Paul Jonathan Tolley offer?

Paul Jonathan Tolley specializes in Financial Planning, Investment Management, Wealth Management.

What are Paul Jonathan Tolley's credentials?

Paul Jonathan Tolley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Jonathan Tolley located?

Paul Jonathan Tolley is based in WALTHAM, Massachusetts, last registered with COMMONWEALTH EQUITY SERVICES, LLC.

How does Paul Jonathan Tolley charge for services?

Paul Jonathan Tolley's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMMONWEALTH EQUITY SERVICES, LLC?

COMMONWEALTH EQUITY SERVICES, LLC has approximately 4500 employees and manages $177.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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