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Adam Wallace Yates

GREAT ELM CAPITAL MANAGEMENT, INC.·WALTHAM, Massachusetts
Unclaimed Profile
800 SOUTH STREET, WALTHAM, MA 02453CRD# 6864492Firm CRD# 284304
01

About

Adam Wallace Yates is a registered financial advisor based in WALTHAM, Massachusetts, affiliated with GREAT ELM CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Client Types
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
GREAT ELM CAPITAL MANAGEMENT, LLC
GREAT ELM CAPITAL MANAGEMENT, LLC
AUM
$288M
Regulatory assets under management
Employees
17
Total firm employees
View all advisors at GREAT ELM CAPITAL MANAGEMENT, LLC →
Services
Portfolio management (pooled investments)
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: REIMBURSEMENT OF ADMINISTRATION COSTS AND OVERHEAD
Regulatory
SEC/IARD CRD# 6864492
Firm CRD# 284304
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Adam Wallace Yates offer?
Adam Wallace Yates specializes in Investment Management, Retirement Planning. Contact their office in WALTHAM, Massachusetts for a consultation.
What are Adam Wallace Yates's credentials?
Adam Wallace Yates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Adam Wallace Yates located?
Adam Wallace Yates is based in WALTHAM, Massachusetts, working with GREAT ELM CAPITAL MANAGEMENT, INC.. Their office serves clients in the WALTHAM metropolitan area and surrounding communities.
How does Adam Wallace Yates charge for services?
Adam Wallace Yates's firm is compensated through percentage of aum, performance-based fees, other: reimbursement of administration costs and overhead. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GREAT ELM CAPITAL MANAGEMENT, INC.?
GREAT ELM CAPITAL MANAGEMENT, INC. has approximately 17 employees and manages $288M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Massachusetts
BOSTON (4228)CAMBRIDGE (266)WELLESLEY (201)NEWTON (143)NEEDHAM (97)
City Guides
BOSTON GuideCAMBRIDGE GuideWELLESLEY GuideNEWTON GuideNEEDHAM Guide
Research
Advisor Fees in MassachusettsNational Fee Analysis
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