Unclaimed Profile

David Matthew Ferris

FERRIS CAPITAL, LLC·SOUTHBOROUGH, Massachusetts

Series 7, Series 66Clean record22 years registeredFERRIS CAPITAL, LLC

118 TURNPIKE ROAD, SOUTHBOROUGH, MA 01772CRD# 2936882Firm CRD# 160116

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Matthew Ferris · SOUTHBOROUGH, MA

Registration

CRD #2936882 · FERRIS CAPITAL, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FERRIS CAPITAL, LLC

FERRIS CAPITAL, LLC

May 2014 – Jun 2022

SOUTHBOROUGH, MA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jul 2004 – Oct 2012

WESTBOROUGH, MA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · July 26, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FERRIS CAPITAL, LLC

CRD 160116 · SEC 801-76607

AUM

$756M

Regulatory assets under management

Employees

615 client accounts

Services offered by FERRIS CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FERRIS CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does David Matthew Ferris offer?

David Matthew Ferris specializes in Financial Planning, Investment Management, Wealth Management.

What are David Matthew Ferris's credentials?

David Matthew Ferris is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Matthew Ferris located?

David Matthew Ferris is based in SOUTHBOROUGH, Massachusetts, last registered with FERRIS CAPITAL, LLC.

How does David Matthew Ferris charge for services?

David Matthew Ferris's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FERRIS CAPITAL, LLC?

FERRIS CAPITAL, LLC has approximately 8 employees and manages $756M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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