Unclaimed Profile

William Thomas Novelline

ABBOT FINANCIAL MANAGEMENT, INC·NORTH ANDOVER, Massachusetts

Series 63Clean record23 years registeredABBOT FINANCIAL MANAGEMENT, INC

510 TURNPIKE STREET, NORTH ANDOVER, MA 01845CRD# 716643Firm CRD# 111040

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Thomas Novelline · NORTH ANDOVER, MA

Registration

CRD #716643 · ABBOT FINANCIAL MANAGEMENT, INC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ABBOT FINANCIAL MANAGEMENT, INC

ABBOT FINANCIAL MANAGEMENT, INC

Jan 2003 – Jan 2023

NORTH ANDOVER, MA

Registrations & Exams

FINRA examinations passed

Series 63

Registration record

First registered · January 10, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ABBOT FINANCIAL MANAGEMENT, INC

CRD 111040 · SEC 801-19944

AUM

$274M

Regulatory assets under management

Employees

493 client accounts

Services offered by ABBOT FINANCIAL MANAGEMENT, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ABBOT FINANCIAL MANAGEMENT, INC →

Introduction

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Frequently Asked Questions

What services does William Thomas Novelline offer?

William Thomas Novelline specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are William Thomas Novelline's credentials?

William Thomas Novelline is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Thomas Novelline located?

William Thomas Novelline is based in NORTH ANDOVER, Massachusetts, last registered with ABBOT FINANCIAL MANAGEMENT, INC.

How does William Thomas Novelline charge for services?

William Thomas Novelline's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ABBOT FINANCIAL MANAGEMENT, INC?

ABBOT FINANCIAL MANAGEMENT, INC has approximately 4 employees and manages $274M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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