Unclaimed Profile

Alan Peter Kenney

FINANCIAL MANAGEMENT ASSOCIATES, LLC·NORTH ANDOVER, Massachusetts

Series 63, Series 6532 years registeredFINANCIAL MANAGEMENT ASSOCIATES, LLC

510 TURNPIKE STREET, NORTH ANDOVER, MA 01845CRD# 2017410Firm CRD# 109531

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alan Peter Kenney · NORTH ANDOVER, MA

Registration

CRD #2017410 · FINANCIAL MANAGEMENT ASSOCIATES, LLC · 32 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL MANAGEMENT ASSOCIATES, LLC

FINANCIAL MANAGEMENT ASSOCIATES, LLC

Oct 2023 – Oct 2024

NORTH ANDOVER, MA

FINANCIAL MANAGEMENT ASSOCIATES, LLC

Apr 1994 – Oct 2024

NORTH ANDOVER, MA

Registrations & Exams

FINRA examinations passed

Series 63

Series 65

Registration record

First registered · April 19, 1994

Years registered · 32

Disclosure History

2019Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL MANAGEMENT ASSOCIATES, LLC

CRD 109531 · SEC 801-58102

AUM

$83M

Regulatory assets under management

Employees

395 client accounts

Services offered by FINANCIAL MANAGEMENT ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL MANAGEMENT ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Alan Peter Kenney offer?

Alan Peter Kenney specializes in Financial Planning, Investment Management.

What are Alan Peter Kenney's credentials?

Alan Peter Kenney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alan Peter Kenney located?

Alan Peter Kenney is based in NORTH ANDOVER, Massachusetts, last registered with FINANCIAL MANAGEMENT ASSOCIATES, LLC.

How does Alan Peter Kenney charge for services?

Alan Peter Kenney's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL MANAGEMENT ASSOCIATES, LLC?

FINANCIAL MANAGEMENT ASSOCIATES, LLC has approximately 5 employees and manages $83M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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