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Kathleen Mary Borowy

UPROMISE INVESTMENT ADVISORS, LLC·NEWTON, Massachusetts
Clean recordUPROMISE INVESTMENT ADVISORS, LLC
95 WELLS AVENUE, NEWTON, MA 02459CRD# 2899815Firm CRD# 120632

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kathleen Mary Borowy · NEWTON, MA
Registration
CRD #2899815 · UPROMISE INVESTMENT ADVISORS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Kathleen Mary Borowy is a registered financial advisor based in NEWTON, Massachusetts, affiliated with UPROMISE INVESTMENT ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
ASCENSUS INVESTMENT ADVISORS, LLC
ASCENSUS INVESTMENT ADVISORS, LLC
AUM
$9.9B
Regulatory assets under management
Employees
47
Total firm employees
View all advisors at ASCENSUS INVESTMENT ADVISORS, LLC →
Services
Pension consulting
Publication of periodicals/newsletters
Other
04

Background

Compensation
Percentage of AUM
Other: PERCENTAGE OF PROGRAM MANAGEMENT FEE AND PERCENTAGE OF AUA
Regulatory
SEC/IARD CRD# 2899815
Firm CRD# 120632
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kathleen Mary Borowy offer?
Kathleen Mary Borowy specializes in Retirement Planning. Contact their office in NEWTON, Massachusetts for a consultation.
What are Kathleen Mary Borowy's credentials?
Kathleen Mary Borowy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathleen Mary Borowy located?
Kathleen Mary Borowy is based in NEWTON, Massachusetts, working with UPROMISE INVESTMENT ADVISORS, LLC. Their office serves clients in the NEWTON metropolitan area and surrounding communities.
How does Kathleen Mary Borowy charge for services?
Kathleen Mary Borowy's firm is compensated through percentage of aum, other: percentage of program management fee and percentage of aua. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UPROMISE INVESTMENT ADVISORS, LLC?
UPROMISE INVESTMENT ADVISORS, LLC has approximately 47 employees and manages $9.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at UPROMISE INVESTMENT ADVISORS, LLC

George Anthony Ducasse
NEWTON, MA
Jay Candelmo
NEWTON, MA
Monica Marie Poirier
NEWTON, MA
Robert Barry Kaplan
NEWTON, MA
Sandra Irene Madden
NEWTON, MA
Kevin Douglas Cox
NEWTON, MA

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Nearby cities in Massachusetts
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Research
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