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Sean David Whalen

ASSET STRATEGY ADVISORS, LLC·NATICK, Massachusetts
SIE, Series 7, Series 24, Series 31, Series 63, Series 65, Series 99TOCFPClean record15 years registeredASSET STRATEGY ADVISORS, LLC
24 SUPERIOR DRIVE, NATICK, MA 01760-1535CRD# 4000934Firm CRD# 139879

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sean David Whalen · NATICK, MA
Registration
CRD #4000934 · ASSET STRATEGY ADVISORS, LLC · 15 years registered
Brand Profile
Not yet started
01

Career History

STRATEGIC WEALTH MANAGEMENT LLC
Sep 2025 – present
CONCORDE ASSET MANAGEMENT, LLC
Aug 2025 – Sep 2025
S. Natick, MA
ASSET STRATEGY ADVISORS, LLC
Feb 2018 – Jul 2025
NATICK, MA
RADIUS CAPITAL MANAGEMENT, LLC
Aug 2017 – Feb 2018
CONCORD, MA
SANTANDER SECURITIES
Sep 2012 – Jun 2017
DORCHESTER, MA
LPL FINANCIAL LLC
Jun 2011 – Sep 2012
BOSTON, MA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 31
Series 63
Series 65
Series 99TO
Registration record
First registered · June 23, 2011
Years registered · 15
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ASSET STRATEGY ADVISORS, LLC
CRD 139879 · SEC 801-66549
AUM
$557M
Regulatory assets under management
Employees
12
539 client accounts
Services offered by ASSET STRATEGY ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ASSET STRATEGY ADVISORS, LLC →
Introduction

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05

Frequently Asked Questions

What services does Sean David Whalen offer?
Sean David Whalen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NATICK, Massachusetts for a consultation.
What are Sean David Whalen's credentials?
Sean David Whalen holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Sean David Whalen located?
Sean David Whalen is based in NATICK, Massachusetts, working with ASSET STRATEGY ADVISORS, LLC. Their office serves clients in the NATICK metropolitan area and surrounding communities.
How does Sean David Whalen charge for services?
Sean David Whalen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASSET STRATEGY ADVISORS, LLC?
ASSET STRATEGY ADVISORS, LLC has approximately 12 employees and manages $557M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ASSET STRATEGY ADVISORS, LLC

Rosario Salvatore Salamone
NATICK, MA
Kent Allan Fitzpatrick
NATICK, MA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Massachusetts
BOSTON (1000)WELLESLEY (105)WALTHAM (91)BRAINTREE (58)SPRINGFIELD (41)NEEDHAM (40)NEWTON (37)CAMBRIDGE (29)WOBURN (26)LEXINGTON (25)
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Research
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