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Sean David Whalen

ASSET STRATEGY ADVISORS, LLC·NATICK, Massachusetts
Unclaimed Profile
24 SUPERIOR DRIVE, NATICK, MA 01760-1535CRD# 4000934Firm CRD# 139879
01

About

Sean David Whalen is a registered financial advisor based in NATICK, Massachusetts, affiliated with ASSET STRATEGY ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
ASSET STRATEGY ADVISORS, LLC
ASSET STRATEGY ADVISORS, LLC
AUM
$557M
Regulatory assets under management
Employees
12
Total firm employees
View all advisors at ASSET STRATEGY ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4000934
Firm CRD# 139879
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Sean David Whalen offer?
Sean David Whalen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NATICK, Massachusetts for a consultation.
What are Sean David Whalen's credentials?
Sean David Whalen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sean David Whalen located?
Sean David Whalen is based in NATICK, Massachusetts, working with ASSET STRATEGY ADVISORS, LLC. Their office serves clients in the NATICK metropolitan area and surrounding communities.
How does Sean David Whalen charge for services?
Sean David Whalen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASSET STRATEGY ADVISORS, LLC?
ASSET STRATEGY ADVISORS, LLC has approximately 12 employees and manages $557M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in NATICK
Elizabeth Lynn Belanger — DIVERSIFIED INVESTMENT ADVISORS, INC.Kent Allan Fitzpatrick — ASSET STRATEGY ADVISORS, LLCRosario Salvatore Salamone — ASSET STRATEGY ADVISORS, LLCZachary Carl Wainwright — TWIN OAK ETF COMPANY
Nearby cities in Massachusetts
BOSTON (4228)CAMBRIDGE (266)WALTHAM (210)WELLESLEY (201)NEWTON (143)
City Guides
BOSTON GuideCAMBRIDGE GuideWALTHAM GuideWELLESLEY GuideNEWTON Guide
Research
Advisor Fees in MassachusettsNational Fee Analysis
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