Unclaimed Profile

Willard Lee Umphrey

U. S. BOSTON CAPITAL CORPORATION·LINCOLN, Massachusetts

SIE, Series 1, Series 3, Series 6TO, Series 7TO, Series 24, Series 26, Series 40, Series 63, Series 99TOCFA41 years registeredU. S. BOSTON CAPITAL CORPORATION

55 OLD BEDFORD ROAD, LINCOLN, MA 01773CRD# 451556Firm CRD# 5251

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Willard Lee Umphrey · LINCOLN, MA

Registration

CRD #451556 · U. S. BOSTON CAPITAL CORPORATION · 41 years registered

Brand Profile

Not yet started

Career History

PEAR TREE ADVISORS, INC.

Mar 2002 – present

U. S. BOSTON CAPITAL CORPORATION

Jun 1985 – present

U. S. BOSTON CAPITAL CORPORATION

Jan 2000 – Jan 2003

SEVERNA PARK, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 3

Series 6TO

Series 7TO

Series 24

Series 26

Series 40

Series 63

Series 99TO

Registration record

First registered · June 21, 1985

Years registered · 41

Professional designation · CFA

Disclosure History

1992Customer Dispute·Settled

1991Customer Dispute·Settled

1984Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

U. S. BOSTON CAPITAL CORPORATION

CRD 5251 · SEC 801-130044

AUM

$336M

Regulatory assets under management

Employees

222 client accounts

Services offered by U. S. BOSTON CAPITAL CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at U. S. BOSTON CAPITAL CORPORATION →

Introduction

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Frequently Asked Questions

What services does Willard Lee Umphrey offer?

Willard Lee Umphrey specializes in Financial Planning, Investment Management. Contact their office in LINCOLN, Massachusetts for a consultation.

What are Willard Lee Umphrey's credentials?

Willard Lee Umphrey holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Willard Lee Umphrey located?

Willard Lee Umphrey is based in LINCOLN, Massachusetts, working with U. S. BOSTON CAPITAL CORPORATION. Their office serves clients in the LINCOLN metropolitan area and surrounding communities.

How does Willard Lee Umphrey charge for services?

Willard Lee Umphrey's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is U. S. BOSTON CAPITAL CORPORATION?

U. S. BOSTON CAPITAL CORPORATION has approximately 5 employees and manages $336M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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