Unclaimed Profile

Katelyn Mary Simmons

PEDDOCK CAPITAL ADVISORS, LLC·BRAINTREE, Massachusetts

SIE, Series 7, Series 63, Series 65Clean record11 years registeredPEDDOCK CAPITAL ADVISORS, LLC

50 BRAINTREE HILL OFFICE PARK, BRAINTREE, MA 02184CRD# 6208246Firm CRD# 148216

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Katelyn Mary Simmons · BRAINTREE, MA

Registration

CRD #6208246 · PEDDOCK CAPITAL ADVISORS, LLC · 11 years registered

Brand Profile

Not yet started

Career History

PEDDOCK CAPITAL ADVISORS, LLC

Sep 2016 – present

VANGUARD ADVISERS INC

Aug 2015 – Apr 2016

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · August 7, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PEDDOCK CAPITAL ADVISORS, LLC

CRD 148216 · SEC 801-69611

AUM

$614M

Regulatory assets under management

Employees

435 client accounts

Services offered by PEDDOCK CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PEDDOCK CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Katelyn Mary Simmons offer?

Katelyn Mary Simmons specializes in Financial Planning, Investment Management. Contact their office in BRAINTREE, Massachusetts for a consultation.

What are Katelyn Mary Simmons's credentials?

Katelyn Mary Simmons is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Katelyn Mary Simmons located?

Katelyn Mary Simmons is based in BRAINTREE, Massachusetts, working with PEDDOCK CAPITAL ADVISORS, LLC. Their office serves clients in the BRAINTREE metropolitan area and surrounding communities.

How does Katelyn Mary Simmons charge for services?

Katelyn Mary Simmons's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PEDDOCK CAPITAL ADVISORS, LLC?

PEDDOCK CAPITAL ADVISORS, LLC has approximately 6 employees and manages $614M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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