Unclaimed Profile

John Frederick Desimone

PEDDOCK CAPITAL ADVISORS, LLC·BRAINTREE, Massachusetts

Series 6, Series 7, Series 63, Series 66Clean record24 years registeredPEDDOCK CAPITAL ADVISORS, LLC

50 BRAINTREE HILL OFFICE PARK, BRAINTREE, MA 02184CRD# 2301047Firm CRD# 148216

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Frederick Desimone · BRAINTREE, MA

Registration

CRD #2301047 · PEDDOCK CAPITAL ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

PEDDOCK CAPITAL ADVISORS, LLC

Jan 2021 – present

DAKOTA WEALTH, LLC

Oct 2018 – Jan 2021

PEABODY, MA

DAKOTA WEALTH, LLC

Jan 2007 – Mar 2019

Peabody, MA

CASTLEGUARD WEALTH MANAGEMENT, LTD

Apr 2004 – Dec 2006

BEVERLY, MA

H.D. VEST ADVISORY SERVICES, INC

Apr 2003 – Apr 2004

BEVERLY, MA

ERNST & YOUNG INVESTMENT ADVISERS LLP

Apr 2002 – Apr 2003

BOSTON, MA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · April 26, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PEDDOCK CAPITAL ADVISORS, LLC

CRD 148216 · SEC 801-69611

AUM

$614M

Regulatory assets under management

Employees

435 client accounts

Services offered by PEDDOCK CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PEDDOCK CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does John Frederick Desimone offer?

John Frederick Desimone specializes in Financial Planning, Investment Management. Contact their office in BRAINTREE, Massachusetts for a consultation.

What are John Frederick Desimone's credentials?

John Frederick Desimone is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Frederick Desimone located?

John Frederick Desimone is based in BRAINTREE, Massachusetts, working with PEDDOCK CAPITAL ADVISORS, LLC. Their office serves clients in the BRAINTREE metropolitan area and surrounding communities.

How does John Frederick Desimone charge for services?

John Frederick Desimone's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PEDDOCK CAPITAL ADVISORS, LLC?

PEDDOCK CAPITAL ADVISORS, LLC has approximately 6 employees and manages $614M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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