Unclaimed Profile

William Armstrong Oates

NORTHEAST INVESTMENT MANAGEMENT INC·BOSTON, Massachusetts

Clean record18 years registeredNORTHEAST INVESTMENT MANAGEMENT INC

100 HIGH STREET, BOSTON, MA 02110-2301CRD# 4338721Firm CRD# 105051

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Armstrong Oates · BOSTON, MA

Registration

CRD #4338721 · NORTHEAST INVESTMENT MANAGEMENT INC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NORTHEAST INVESTMENT MANAGEMENT INC

NORTHEAST INVESTMENT MANAGEMENT INC

Jun 2008 – Mar 2017

BOSTON, MA

Registrations & Exams

Registration record

First registered · June 18, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHEAST INVESTMENT MANAGEMENT INC

CRD 105051 · SEC 801-22437

AUM

$2.5B

Regulatory assets under management

Employees

1,543 client accounts

Services offered by NORTHEAST INVESTMENT MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at NORTHEAST INVESTMENT MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does William Armstrong Oates offer?

William Armstrong Oates specializes in Investment Management.

What are William Armstrong Oates's credentials?

William Armstrong Oates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Armstrong Oates located?

William Armstrong Oates is based in BOSTON, Massachusetts, last registered with NORTHEAST INVESTMENT MANAGEMENT INC.

How does William Armstrong Oates charge for services?

William Armstrong Oates's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHEAST INVESTMENT MANAGEMENT INC?

NORTHEAST INVESTMENT MANAGEMENT INC has approximately 26 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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