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Nancy Marie Mulligan

NORTHEAST INVESTMENT MANAGEMENT INC·BOSTON, Massachusetts
Series 63Clean record18 years registeredNORTHEAST INVESTMENT MANAGEMENT INC
24 FEDERAL STREET, BOSTON, MA 02110-2516CRD# 3227676Firm CRD# 105051

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nancy Marie Mulligan · BOSTON, MA
Registration
CRD #3227676 · NORTHEAST INVESTMENT MANAGEMENT INC · 18 years registered
Brand Profile
Not yet started
01

Career History

NORTHEAST INVESTMENT MANAGEMENT INC
Mar 2008 – present
02

Registrations & Exams

FINRA examinations passed
Series 63
Registration record
First registered · March 17, 2008
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NORTHEAST INVESTMENT MANAGEMENT INC
CRD 105051 · SEC 801-22437
AUM
$2.5B
Regulatory assets under management
Employees
26
1,543 client accounts
Services offered by NORTHEAST INVESTMENT MANAGEMENT INC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at NORTHEAST INVESTMENT MANAGEMENT INC →
Introduction

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05

Frequently Asked Questions

What services does Nancy Marie Mulligan offer?
Nancy Marie Mulligan specializes in Investment Management. Contact their office in BOSTON, Massachusetts for a consultation.
What are Nancy Marie Mulligan's credentials?
Nancy Marie Mulligan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nancy Marie Mulligan located?
Nancy Marie Mulligan is based in BOSTON, Massachusetts, working with NORTHEAST INVESTMENT MANAGEMENT INC. Their office serves clients in the BOSTON metropolitan area and surrounding communities.
How does Nancy Marie Mulligan charge for services?
Nancy Marie Mulligan's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NORTHEAST INVESTMENT MANAGEMENT INC?
NORTHEAST INVESTMENT MANAGEMENT INC has approximately 26 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NORTHEAST INVESTMENT MANAGEMENT INC

John Frank Francini
BOSTON, MA
William Armstrong Oates
BOSTON, MA
John Robert Lawrie
BOSTON, MA
Justin E Oates
BOSTON, MA
Thomas Boushall Moore
BOSTON, MA

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Research
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