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Samuel Morris Carter

FIRST TRUST DIRECT INDEXING L.P.·BOSTON, Massachusetts
SIE, Series 7, Series 63Clean recordFIRST TRUST DIRECT INDEXING L.P.
33 ARCH STREET, BOSTON, MA 02110CRD# 6886337Firm CRD# 297760

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Samuel Morris Carter · BOSTON, MA
Registration
CRD #6886337 · FIRST TRUST DIRECT INDEXING L.P.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
FIRST TRUST DIRECT INDEXING L.P.
CRD 297760 · SEC 801-113667
AUM
$1.4B
Regulatory assets under management
Employees
11
528 client accounts
Services offered by FIRST TRUST DIRECT INDEXING L.P.
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at FIRST TRUST DIRECT INDEXING L.P. →
Introduction

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Frequently Asked Questions

What services does Samuel Morris Carter offer?
Samuel Morris Carter specializes in Investment Management, Wealth Management. Contact their office in BOSTON, Massachusetts for a consultation.
What are Samuel Morris Carter's credentials?
Samuel Morris Carter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Samuel Morris Carter located?
Samuel Morris Carter is based in BOSTON, Massachusetts, working with FIRST TRUST DIRECT INDEXING L.P.. Their office serves clients in the BOSTON metropolitan area and surrounding communities.
How does Samuel Morris Carter charge for services?
Samuel Morris Carter's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST TRUST DIRECT INDEXING L.P.?
FIRST TRUST DIRECT INDEXING L.P. has approximately 11 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FIRST TRUST DIRECT INDEXING L.P.

Gerald Ian Moore
BOSTON, MA
James Kendall Dilworth
BOSTON, MA
Joshua Janhwa Cheng
BOSTON, MA
CFA

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