Unclaimed Profile

James Kendall Dilworth

FIRST TRUST DIRECT INDEXING L.P.·BOSTON, Massachusetts

SIE, Series 3, Series 7, Series 24, Series 30, Series 63, Series 65, Series 79TOClean record7 years registeredFIRST TRUST DIRECT INDEXING L.P.

33 ARCH STREET, BOSTON, MA 02110CRD# 2123506Firm CRD# 297760

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Kendall Dilworth · BOSTON, MA

Registration

CRD #2123506 · FIRST TRUST DIRECT INDEXING L.P. · 7 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIRST TRUST DIRECT INDEXING L.P.

FIRST TRUST DIRECT INDEXING

Jan 2019 – Jan 2024

Franklin, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 30

Series 63

Series 65

Series 79TO

Registration record

First registered · January 10, 2019

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST TRUST DIRECT INDEXING L.P.

CRD 297760 · SEC 801-113667

AUM

$1.4B

Regulatory assets under management

Employees

528 client accounts

Services offered by FIRST TRUST DIRECT INDEXING L.P.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at FIRST TRUST DIRECT INDEXING L.P. →

Introduction

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Frequently Asked Questions

What services does James Kendall Dilworth offer?

James Kendall Dilworth specializes in Investment Management, Wealth Management.

What are James Kendall Dilworth's credentials?

James Kendall Dilworth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Kendall Dilworth located?

James Kendall Dilworth is based in BOSTON, Massachusetts, last registered with FIRST TRUST DIRECT INDEXING L.P..

How does James Kendall Dilworth charge for services?

James Kendall Dilworth's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST TRUST DIRECT INDEXING L.P.?

FIRST TRUST DIRECT INDEXING L.P. has approximately 11 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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