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Michael Charles Braun

MOORS & CABOT, INC.·BOSTON, Massachusetts
SIE, Series 7, Series 9, Series 10, Series 14, Series 24, Series 28, Series 63, Series 79TO, Series 99TOClean recordMOORS & CABOT, INC.
ONE FEDERAL STREET, BOSTON, MA 02110CRD# 2005370Firm CRD# 594

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Charles Braun · BOSTON, MA
Registration
CRD #2005370 · MOORS & CABOT, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 9
Series 10
Series 14
Series 24
Series 28
Series 63
Series 79TO
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
MOORS & CABOT, INC.
CRD 594 · SEC 801-48726
AUM
$3.1B
Regulatory assets under management
Employees
145
4,881 client accounts
Services offered by MOORS & CABOT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at MOORS & CABOT, INC. →
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04

Frequently Asked Questions

What services does Michael Charles Braun offer?
Michael Charles Braun specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BOSTON, Massachusetts for a consultation.
What are Michael Charles Braun's credentials?
Michael Charles Braun is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Charles Braun located?
Michael Charles Braun is based in BOSTON, Massachusetts, working with MOORS & CABOT, INC.. Their office serves clients in the BOSTON metropolitan area and surrounding communities.
How does Michael Charles Braun charge for services?
Michael Charles Braun's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MOORS & CABOT, INC.?
MOORS & CABOT, INC. has approximately 145 employees and manages $3.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MOORS & CABOT, INC.

Daniel Michael Joyce
BOSTON, MA
Joseph Philip Cuetara
BOSTON, MA
Peter Svorinic
BOSTON, MA
Robert Willis Morey
BOSTON, MA
Thomas Tho Generazio
BOSTON, MA
Katherine Rose Kelliher
BOSTON, MA

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Research
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