Unclaimed Profile

Katherine Rose Kelliher

MOORS & CABOT, INC.·BOSTON, Massachusetts

SIE, Series 3, Series 6, Series 7, Series 24, Series 63, Series 65Clean record10 years registeredMOORS & CABOT, INC.

ONE FEDERAL STREET, BOSTON, MA 02110CRD# 4146307Firm CRD# 594

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Katherine Rose Kelliher · BOSTON, MA

Registration

CRD #4146307 · MOORS & CABOT, INC. · 10 years registered

Brand Profile

Not yet started

Career History

EAGLECLAW CAPITAL MANAGEMENT LLC

Dec 2018 – present

MOORS & CABOT, INC

Apr 2016 – present

GYROSCOPE CAPITAL MANAGEMENT GROUP LLC

Mar 2016 – Jan 2020

Boston, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 15, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MOORS & CABOT, INC.

CRD 594 · SEC 801-48726

AUM

$3.1B

Regulatory assets under management

Employees

145

4,881 client accounts

Services offered by MOORS & CABOT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MOORS & CABOT, INC. →

Introduction

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Frequently Asked Questions

What services does Katherine Rose Kelliher offer?

Katherine Rose Kelliher specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BOSTON, Massachusetts for a consultation.

What are Katherine Rose Kelliher's credentials?

Katherine Rose Kelliher is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Katherine Rose Kelliher located?

Katherine Rose Kelliher is based in BOSTON, Massachusetts, working with MOORS & CABOT, INC.. Their office serves clients in the BOSTON metropolitan area and surrounding communities.

How does Katherine Rose Kelliher charge for services?

Katherine Rose Kelliher's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MOORS & CABOT, INC.?

MOORS & CABOT, INC. has approximately 145 employees and manages $3.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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