Unclaimed Profile

Maxwell James Mahoney

WAINWRIGHT INVESTMENT COUNSEL LLC·BOSTON, Massachusetts

SIE, Series 24, Series 63, Series 65Clean record25 years registeredWAINWRIGHT INVESTMENT COUNSEL LLC

ONE BOSTON PLACE, BOSTON, MA 02108CRD# 3121146Firm CRD# 108711

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Maxwell James Mahoney · BOSTON, MA

Registration

CRD #3121146 · WAINWRIGHT INVESTMENT COUNSEL LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WAINWRIGHT INVESTMENT COUNSEL LLC

LINSCO/PRIVATE LEDGER CORP.

May 2001 – Nov 2003

BOSTONS, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 24

Series 63

Series 65

Registration record

First registered · May 28, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WAINWRIGHT INVESTMENT COUNSEL LLC

CRD 108711 · SEC 801-56485

AUM

$4.9B

Regulatory assets under management

Employees

210 client accounts

Services offered by WAINWRIGHT INVESTMENT COUNSEL LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

Nonprofits & Foundations

View all advisors at WAINWRIGHT INVESTMENT COUNSEL LLC →

Introduction

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Frequently Asked Questions

What services does Maxwell James Mahoney offer?

Maxwell James Mahoney specializes in Investment Management, Retirement Planning, Wealth Management.

What are Maxwell James Mahoney's credentials?

Maxwell James Mahoney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Maxwell James Mahoney located?

Maxwell James Mahoney is based in BOSTON, Massachusetts, last registered with WAINWRIGHT INVESTMENT COUNSEL LLC.

How does Maxwell James Mahoney charge for services?

Maxwell James Mahoney's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: bespoke advisory and consulting services. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WAINWRIGHT INVESTMENT COUNSEL LLC?

WAINWRIGHT INVESTMENT COUNSEL LLC has approximately 16 employees and manages $4.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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