Unclaimed Profile

Kathleen C. Wallace

RINET COMPANY, LLC·BOSTON, Massachusetts

Clean record22 years registeredRINET COMPANY, LLC

101 FEDERAL STREET, BOSTON, MA 02110CRD# 4466175Firm CRD# 106979

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathleen C. Wallace · BOSTON, MA

Registration

CRD #4466175 · RINET COMPANY, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RINET COMPANY, LLC

CAPTRUST

Jan 2022 – Jan 2023

Boston, MA

RINET COMPANY, LLC

Jan 2004 – Mar 2022

BOSTON, MA

Registrations & Exams

Registration record

First registered · January 29, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RINET COMPANY, LLC

CRD 106979 · SEC 801-17437

AUM

$2.0B

Regulatory assets under management

Employees

1,369 client accounts

Services offered by RINET COMPANY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RINET COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Kathleen C. Wallace offer?

Kathleen C. Wallace specializes in Financial Planning, Investment Management.

What are Kathleen C. Wallace's credentials?

Kathleen C. Wallace is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathleen C. Wallace located?

Kathleen C. Wallace is based in BOSTON, Massachusetts, last registered with RINET COMPANY, LLC.

How does Kathleen C. Wallace charge for services?

Kathleen C. Wallace's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RINET COMPANY, LLC?

RINET COMPANY, LLC has approximately 28 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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