Unclaimed Profile

Kathleen Marie O'brien

RINET COMPANY, LLC·BOSTON, Massachusetts

Series 65Clean record16 years registeredRINET COMPANY, LLC

101 FEDERAL STREET, BOSTON, MA 02110CRD# 5756535Firm CRD# 106979

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathleen Marie O'brien · BOSTON, MA

Registration

CRD #5756535 · RINET COMPANY, LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RINET COMPANY, LLC

CAPTRUST

Jan 2022 – May 2022

Boston, MA

RINET COMPANY, LLC

Jun 2010 – Mar 2022

BOSTON, MA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 23, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RINET COMPANY, LLC

CRD 106979 · SEC 801-17437

AUM

$2.0B

Regulatory assets under management

Employees

1,369 client accounts

Services offered by RINET COMPANY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RINET COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Kathleen Marie O'brien offer?

Kathleen Marie O'brien specializes in Financial Planning, Investment Management.

What are Kathleen Marie O'brien's credentials?

Kathleen Marie O'brien is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathleen Marie O'brien located?

Kathleen Marie O'brien is based in BOSTON, Massachusetts, last registered with RINET COMPANY, LLC.

How does Kathleen Marie O'brien charge for services?

Kathleen Marie O'brien's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RINET COMPANY, LLC?

RINET COMPANY, LLC has approximately 28 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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