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Joseph Peter Sullivan

ETHIC WEALTH ADVISORS LLC·BOSTON, Massachusetts
Series 7, Series 63, Series 66Clean record11 years registeredETHIC WEALTH ADVISORS LLC
125 HIGH STREET, BOSTON, MA 02110CRD# 5701683Firm CRD# 305868

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joseph Peter Sullivan · BOSTON, MA
Registration
CRD #5701683 · ETHIC WEALTH ADVISORS LLC · 11 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: ETHIC WEALTH ADVISORS LLC
MAINSTONE CAPITAL MANAGEMENT LLC
Jan 2020 – Sep 2021
BOSTON, MA
INTERACTIVE ADVISERS, INTERACTIVE ADVISORS
Nov 2014 – Dec 2019
BOSTON, MA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 66
Registration record
First registered · November 3, 2014
Years registered · 11
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ETHIC WEALTH ADVISORS LLC
CRD 305868 · SEC 801-117794
AUM
—
Regulatory assets under management
Employees
19
Total firm employees
Services offered by ETHIC WEALTH ADVISORS LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ETHIC WEALTH ADVISORS LLC →
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05

Frequently Asked Questions

What services does Joseph Peter Sullivan offer?
Joseph Peter Sullivan specializes in Financial Planning, Investment Management.
What are Joseph Peter Sullivan's credentials?
Joseph Peter Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joseph Peter Sullivan located?
Joseph Peter Sullivan is based in BOSTON, Massachusetts, last registered with ETHIC WEALTH ADVISORS LLC.
How does Joseph Peter Sullivan charge for services?
Joseph Peter Sullivan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ETHIC WEALTH ADVISORS LLC?
ETHIC WEALTH ADVISORS LLC has approximately 19 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ETHIC WEALTH ADVISORS LLC

Greg Oconnell
BOSTON, MA
Charles Anthony Toye
BOSTON, MA
Laura Kline Tayloe
BOSTON, MA

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Research
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