Unclaimed Profile

Greg Oconnell

ETHIC WEALTH ADVISORS LLC·BOSTON, Massachusetts

SIE, Series 6TO, Series 63, Series 65Clean record6 years registeredETHIC WEALTH ADVISORS LLC

125 HIGH STREET, BOSTON, MA 02110CRD# 5359429Firm CRD# 305868

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Greg Oconnell · BOSTON, MA

Registration

CRD #5359429 · ETHIC WEALTH ADVISORS LLC · 6 years registered

Brand Profile

Not yet started

Career History

M HOLDINGS SECURITIES, INC.

Jan 2023 – present

MAINSTONE CAPITAL MANAGEMENT LLC

Jul 2020 – Aug 2021

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 6TO

Series 63

Series 65

Registration record

First registered · July 10, 2020

Years registered · 6

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ETHIC WEALTH ADVISORS LLC

CRD 305868 · SEC 801-117794

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by ETHIC WEALTH ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ETHIC WEALTH ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Greg Oconnell offer?

Greg Oconnell specializes in Financial Planning, Investment Management. Contact their office in BOSTON, Massachusetts for a consultation.

What are Greg Oconnell's credentials?

Greg Oconnell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Greg Oconnell located?

Greg Oconnell is based in BOSTON, Massachusetts, working with ETHIC WEALTH ADVISORS LLC. Their office serves clients in the BOSTON metropolitan area and surrounding communities.

How does Greg Oconnell charge for services?

Greg Oconnell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ETHIC WEALTH ADVISORS LLC?

ETHIC WEALTH ADVISORS LLC has approximately 19 employees. The firm is registered with the SEC as an investment adviser.

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