Unclaimed Profile

David (nmn) Peterson

FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC·BOSTON, Massachusetts

SIE, Series 7, Series 24, Series 63, Series 65Clean record16 years registeredFIDELITY PERSONAL AND WORKPLACE ADVISORS LLC

245 SUMMER STREET, V2A, BOSTON, MA 02210CRD# 2533118Firm CRD# 288590

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David (nmn) Peterson · BOSTON, MA

Registration

CRD #2533118 · FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC · 16 years registered

Brand Profile

Not yet started

Career History

STRATEGIC ADVISERS LLC

Mar 2025 – present

FIDELITY BROKERAGE SERVICES LLC

Aug 2014 – present

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Jul 2018 – Mar 2025

JERSEY CITY, NJ

STRATEGIC ADVISERS LLC

Sep 2014 – Jul 2018

NEW YORK, NY

UBS FINANCIAL SERVICES INC.

Jun 2010 – Aug 2014

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · June 8, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC

CRD 288590 · SEC 801-112027

AUM

$818.8B

Regulatory assets under management

Employees

15,424

1,991,043 client accounts

Services offered by FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does David (nmn) Peterson offer?

David (nmn) Peterson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BOSTON, Massachusetts for a consultation.

What are David (nmn) Peterson's credentials?

David (nmn) Peterson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David (nmn) Peterson located?

David (nmn) Peterson is based in BOSTON, Massachusetts, working with FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC. Their office serves clients in the BOSTON metropolitan area and surrounding communities.

How does David (nmn) Peterson charge for services?

David (nmn) Peterson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC?

FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC has approximately 15424 employees and manages $818.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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