Unclaimed Profile

Anthony Ray Rochte

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC·BOSTON, Massachusetts

SIE, Series 7, Series 24, Series 63, Series 65Clean record26 years registeredFIDELITY INSTITUTIONAL WEALTH ADVISER LLC

245 SUMMER STREET, BOSTON, MA 02210CRD# 2249786Firm CRD# 301896

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anthony Ray Rochte · BOSTON, MA

Registration

CRD #2249786 · FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

BARCLAYS GLOBAL FUND ADVISORS

May 2000 – Oct 2006

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · May 15, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

CRD 301896 · SEC 801-116860

AUM

$3.9B

Regulatory assets under management

Employees

174

423 client accounts

Services offered by FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at FIDELITY INSTITUTIONAL WEALTH ADVISER LLC →

Introduction

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Frequently Asked Questions

What services does Anthony Ray Rochte offer?

Anthony Ray Rochte specializes in Investment Management, Wealth Management.

What are Anthony Ray Rochte's credentials?

Anthony Ray Rochte is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Anthony Ray Rochte located?

Anthony Ray Rochte is based in BOSTON, Massachusetts, last registered with FIDELITY INSTITUTIONAL WEALTH ADVISER LLC.

How does Anthony Ray Rochte charge for services?

Anthony Ray Rochte's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIDELITY INSTITUTIONAL WEALTH ADVISER LLC?

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC has approximately 174 employees and manages $3.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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