Unclaimed Profile

David Wakefield

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC·BOSTON, Massachusetts

SIE, Series 27, Series 99TOClean recordFIDELITY INSTITUTIONAL WEALTH ADVISER LLC

245 SUMMER STREET, BOSTON, MA 02210CRD# 3095440Firm CRD# 301896

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Wakefield · BOSTON, MA

Registration

CRD #3095440 · FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 27

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

CRD 301896 · SEC 801-116860

AUM

$3.9B

Regulatory assets under management

Employees

174

423 client accounts

Services offered by FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at FIDELITY INSTITUTIONAL WEALTH ADVISER LLC →

Introduction

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Frequently Asked Questions

What services does David Wakefield offer?

David Wakefield specializes in Investment Management, Wealth Management. Contact their office in BOSTON, Massachusetts for a consultation.

What are David Wakefield's credentials?

David Wakefield is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Wakefield located?

David Wakefield is based in BOSTON, Massachusetts, working with FIDELITY INSTITUTIONAL WEALTH ADVISER LLC. Their office serves clients in the BOSTON metropolitan area and surrounding communities.

How does David Wakefield charge for services?

David Wakefield's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIDELITY INSTITUTIONAL WEALTH ADVISER LLC?

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC has approximately 174 employees and manages $3.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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