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Susan Marie Patterson

HART & PATTERSON FINANCIAL GROUP LLP·AMHERST, Massachusetts
SIE, Series 6, Series 7, Series 26, Series 63, Series 99TOClean recordHART & PATTERSON FINANCIAL GROUP LLP
19 RESEARCH DRIVE, AMHERST, MA 01002CRD# 3278460Firm CRD# 310639

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Susan Marie Patterson · AMHERST, MA
Registration
CRD #3278460 · HART & PATTERSON FINANCIAL GROUP LLP
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 26
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
HART & PATTERSON FINANCIAL GROUP, LLC
CRD 310639 · SEC 801-119596
AUM
$251M
Regulatory assets under management
Employees
4
622 client accounts
Services offered by HART & PATTERSON FINANCIAL GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HART & PATTERSON FINANCIAL GROUP, LLC →
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Frequently Asked Questions

What services does Susan Marie Patterson offer?
Susan Marie Patterson specializes in Financial Planning, Investment Management. Contact their office in AMHERST, Massachusetts for a consultation.
What are Susan Marie Patterson's credentials?
Susan Marie Patterson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Susan Marie Patterson located?
Susan Marie Patterson is based in AMHERST, Massachusetts, working with HART & PATTERSON FINANCIAL GROUP LLP. Their office serves clients in the AMHERST metropolitan area and surrounding communities.
How does Susan Marie Patterson charge for services?
Susan Marie Patterson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HART & PATTERSON FINANCIAL GROUP LLP?
HART & PATTERSON FINANCIAL GROUP LLP has approximately 4 employees and manages $251M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HART & PATTERSON FINANCIAL GROUP LLP

Vikki Diane Lenhart
AMHERST, MA
CFP

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